Co-ordination and Submission of Certificate relating to Transfer-cum-Demat of Shares as required under NSDL / CDSL Bye-laws
Preparation of Annual Report incorporating the requirements of Corporate Governance
Compliance and filings of under Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Compliance and Filings under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
Advising on various SEBI Regulations like SEBI Takeover Code, SEBI Insider Trading Regulations, SEBI (ICDR) Regulations, 2009, SEBI Portfolio Managers Regulations, SEBI Broker Regulations concerning IPO, Public Issue, Right Issue, Bonus Issue, Preferential Allotment, QIP, Delisting, etc.
Assisting in the Delisting of Companies from Stock Exchanges under SEBI (De-listing of Equity Shares) Regulations, 2009.
Compliance and filings under Listing Agreements with the Exchanges
SME Listings
Payment of Annual Listing fees
Issue of Certificates under the Listing Agreements
Monthly Submission of Details of Dematerialization of Securities
Compliance, Management, and filings of Open Offer of Listed Entities
QIP / Preferential Allotment / Buy Back Compliance and QIP Placement
Direct Listing of Securities on the Exchange
Issue and Compliance Management of FCCBs / ADRs / GDRs
Revocation of suspension of trading of securities of the Company from the Exchange.
Assisting in obtaining various regulatory approvals from SEBI / BSE / NSE
Assistance and Compliance and Managing IPO / FPO / Pre IPO placement of Securities
