CAPITAL MARKETS / SECURITIES LAWS/ IRDA
The team provide various services related to pre listing compliance & post listing compliance for Capital market/securities compliance Rights Issues
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- Fundraising programs such as Initial public offer (IPO) & further public offer (FPO)
- Fundraising programs such as raising of funds through the issue of ADRs, GDRs & FCCBs
- Company buy-backs, delisting and open offers
- Public Takeovers
- Regulatory issues faced by market intermediaries such as FIIs, Sub-Accounts, AIFs, venture capital funds, mutual funds, AMCs, DPs, stock brokers and debenture trustees
- Compliance with SEBI Regulations, particularly ICDR Regulations, Takeover Regulations, Mutual Fund Regulations, Stock Broker Regulations, Insider Trading Regulations, FUTP Regulations and Listing Obligations
- Securities advisory including structuring of corporate transactions from the perspective of various securities laws such as listing regulations, takeover regulations, insider trading regulations or prevention of fraudulent trading in securities and various other regulations applicable to market intermediaries.
- Facilitating and Assisting in procuring licenses and registration for various funds, investment advisors and research analysts.
- Advising the Client on the enforcement actions initiated by SEBI, Stock Exchanges, and IRDAI, defending such enforcement actions